Securities and Exchange Board of India Act, 1992 Securities and Exchange Board of India Act, 1992 Securities and Exchange Board of India Act, 1992
 
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Securities and Exchange Board of India Act, 1992

 

Sections

Securities and Exchange Board of India Act, 1992

 

Preamble

   
  CHAPTER I: PRELIMINARY
1.

Short title, extent and commencement

2.

Definitions

   
  CHAPTER II: ESTABLISHMENT OF THE SECURITIES AND EXCHANGE BOARD OF INDIA
3.

Establishment and incorporation of Board

4.

Management of the Board

5.

Term of office and conditions of service of Chairman and members of the Board

6.

Removal of member from office

7.

Meetings

7A.

Member not to participate in meetings in certain cases

8.

Vacancies, etc. not to invalidate proceedings of Board

9.

Officers and employees of the Board

   
  CHAPTER II: ESTABLISHMENT OF THE SECURITIES AND EXCHANGE BOARD OF INDIA
10.

Transfer of assets, liabilities, etc. of existing Securities and Exchange Board to the Board

   
  CHAPTER IV: POWERS AND FUNCTIONS OF THE BOARD
11.

Functions of Board

11A.

Matters to be disclosed by the companies

11AA.

Collective investment scheme

11B.

Power to issue directions

   
  CHAPTER V: REGISTRATION CERTIFICATE
12.

Registration of stock-brokers, sub-brokers, share transfer agents, etc.

13.

Grants by the Central Government

14.

Fund

15.

Accounts and audit

15A.

Penalty for failure to furnish information, return, etc.

15B.

Penalty for failure by any person to enter into agreement with clients

15C.

Penalty for failure to redress investors' grievances

15D.

Penalty for certain defaults in case of mutual funds

15E.

Penalty for failure to observe rules and regulations by an asset management company

15F.

Penalty for default in case of stock brokers

15G.

Penalty for insider trading

15H.

Penalty for non-disclosure of acquisition of shares and takeovers

15-I.

Power to adjudicate

15J.

Factors to be taken into account by the adjudicating officer

   
  CHAPTER VIB: ESTABLISHMENT, JURISDICTION, AUTHORITY AND PROCEDURE OF APPELLATE TRIBUNAL
15K.

Establishment of Securities Appellate Tribunals

15L.

Composition of Securities Appellate Tribunal

15M.

Qualifications for appointment as Presiding Officer of the Securities Appellate Tribunal

15N.

Term of office

15-O.

Salary and allowances and other terms and conditions of service of Presiding Officers

15P.

Filling up of vacancies

15Q.

Resignation and removal

15R.

Orders constituting Appellate Tribunal to be final and not to invalidate its proceedings

15S.

Staff of the Securities Appellate Tribunal

15T.

Appeal to the Securities Appellate Tribunal

15U.

Procedure and powers of the Securities Appellate Tribunal

15V.

Right to legal representation

15W.

Limitation

15X.

Presiding Officer and staff of Securities Appellate Tribunals to be public servants

15Y.

Civil court not to have jurisdiction

15Z.

Appeal to High Court

   
  CHAPTER VII: MISCELLANEOUS
16.

Power of Central Government to issue directions

17.

Power of Central Government to supersede the Board

18.

Returns and reports

19.

Delegation

20.

Appeals

20A.

Bar of jurisdiction

21.

Saving

22.

Members, officers and employees of the Board to be public servants

23.

Protection of action taken in good faith

24.

Offences

25.

Exemption from tax on wealth and income

26.

Cognisance of offences by courts

27.

Offences by companies

28.

Power to exempt

29.

Power to make rules

30.

Power to make regulations

31.

Rules and regulations to be laid before Parliament

32.

Application of other laws not barred

33.

Amendment of certain enactments

34.

Power to remove difficulties

35.

Power to remove difficulties

   
 

SCHEDULE

 

Securities and Exchange Board of India Act, 1992

 

 

 

 

 

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