| Sections | Securities and Exchange Board of India Act, 1992 |
| | Preamble |
| | |
| | CHAPTER I: PRELIMINARY |
| 1. | Short title, extent and commencement |
| 2. | Definitions |
| | |
| | CHAPTER II: ESTABLISHMENT OF THE SECURITIES AND EXCHANGE BOARD OF INDIA |
| 3. | Establishment and incorporation of Board |
| 4. | Management of the Board |
| 5. | Term of office and conditions of service of Chairman and members of the Board |
| 6. | Removal of member from office |
| 7. | Meetings |
| 7A. | Member not to participate in meetings in certain cases |
| 8. | Vacancies, etc. not to invalidate proceedings of Board |
| 9. | Officers and employees of the Board |
| | |
| | CHAPTER II: ESTABLISHMENT OF THE SECURITIES AND EXCHANGE BOARD OF INDIA |
| 10. | Transfer of assets, liabilities, etc. of existing Securities and Exchange Board to the Board |
| | |
| | CHAPTER IV: POWERS AND FUNCTIONS OF THE BOARD |
| 11. | Functions of Board |
| 11A. | Matters to be disclosed by the companies |
| 11AA. | Collective investment scheme |
| 11B. | Power to issue directions |
| | |
| | CHAPTER V: REGISTRATION CERTIFICATE |
| 12. | Registration of stock-brokers, sub-brokers, share transfer agents, etc. |
| 13. | Grants by the Central Government |
| 14. | Fund |
| 15. | Accounts and audit |
| 15A. | Penalty for failure to furnish information, return, etc. |
| 15B. | Penalty for failure by any person to enter into agreement with clients |
| 15C. | Penalty for failure to redress investors' grievances |
| 15D. | Penalty for certain defaults in case of mutual funds |
| 15E. | Penalty for failure to observe rules and regulations by an asset management company |
| 15F. | Penalty for default in case of stock brokers |
| 15G. | Penalty for insider trading |
| 15H. | Penalty for non-disclosure of acquisition of shares and takeovers |
| 15-I. | Power to adjudicate |
| 15J. | Factors to be taken into account by the adjudicating officer |
| | |
| | CHAPTER VIB: ESTABLISHMENT, JURISDICTION, AUTHORITY AND PROCEDURE OF APPELLATE TRIBUNAL |
| 15K. | Establishment of Securities Appellate Tribunals |
| 15L. | Composition of Securities Appellate Tribunal |
| 15M. | Qualifications for appointment as Presiding Officer of the Securities Appellate Tribunal |
| 15N. | Term of office |
| 15-O. | Salary and allowances and other terms and conditions of service of Presiding Officers |
| 15P. | Filling up of vacancies |
| 15Q. | Resignation and removal |
| 15R. | Orders constituting Appellate Tribunal to be final and not to invalidate its proceedings |
| 15S. | Staff of the Securities Appellate Tribunal |
| 15T. | Appeal to the Securities Appellate Tribunal |
| 15U. | Procedure and powers of the Securities Appellate Tribunal |
| 15V. | Right to legal representation |
| 15W. | Limitation |
| 15X. | Presiding Officer and staff of Securities Appellate Tribunals to be public servants |
| 15Y. | Civil court not to have jurisdiction |
| 15Z. | Appeal to High Court |
| | |
| | CHAPTER VII: MISCELLANEOUS |
| 16. | Power of Central Government to issue directions |
| 17. | Power of Central Government to supersede the Board |
| 18. | Returns and reports |
| 19. | Delegation |
| 20. | Appeals |
| 20A. | Bar of jurisdiction |
| 21. | Saving |
| 22. | Members, officers and employees of the Board to be public servants |
| 23. | Protection of action taken in good faith |
| 24. | Offences |
| 25. | Exemption from tax on wealth and income |
| 26. | Cognisance of offences by courts |
| 27. | Offences by companies |
| 28. | Power to exempt |
| 29. | Power to make rules |
| 30. | Power to make regulations |
| 31. | Rules and regulations to be laid before Parliament |
| 32. | Application of other laws not barred |
| 33. | Amendment of certain enactments |
| 34. | Power to remove difficulties |
| 35. | Power to remove difficulties |
| | |
| | SCHEDULE |
