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Bare acts > Securities Contracts (Regulation) Rules, 1957
 
 
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RULES

Securities Contracts (Regulation) Rules, 1957

   
1. Short title
2. Definitions
3. Application for recognition
4. Fees for application
5. Documents to be filed
5-A. Power to make inquiries and call for information
6. Form of recognition
7. Renewal of recognition
8. Qualifications
9. Contracts between members of recognised stock exchange
10. Nominees of the Securities and Exchange Board of India on the governingbodies of recognised stock exchanges
11. Obligation of the governing body to take disciplinary action against a memberif so directed by the Central Government
12. Audit of accounts of members
13. Withdrawal of recognition
14. Books of account and other documents
15. Books of account and other documents to be maintained and preserved by every member of a recognised stock exchange
16. Manner of inquiry in relation to the affairs of the governing body of a recognised stock exchange or the affairs of any member of the stock exchange in relation to the stock exchange
17. Submission of annual report
17-A. Submission of periodical returns
18. Manner of publication of bye-laws for criticism
19. Requirements with respect to the listing of securities on a recognised stock exchange
 
 
 

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